Disclaimer: This publication is necessarily brief and general in nature. You should seek professional advice before taking any action in relation to the matters dealt with in this publication.
FOUR FAST FACTS on the financial conduct regime (CoFI)
19 October 2023
FOUR FAST FACTS is Bell Gully’s regular quick read on an area in the finance sector. This instalment discusses the application of and licensing under the new financial conduct regime (CoFI), together with the fair conduct principle, prohibitions against incentives, and enforcement.