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Financial Services Quarterly
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For earlier editions of Financial Services Quarterly, please click here.
Proposed changes to stock exchange rules
The New Zealand Stock Exchange has sent the proposed NZX Participant Rules to the Minister of Commerce for review.
The NZX Participant Rules have been designed for the varied participants in New Zealand's capital markets. If accepted, they will replace the NZX Business Rules, NZX Regulations and Code of Practice.
The proposed rules address two areas of concern that were highlighted by market participants:
- they will allow bundling of orders within certain prescribed limits; and
- exclusion lists will be allowed on both the first and second offer of securities.
Click here for a full copy of the proposed NZX Participant Rules.
Enquiries and information
For more information on any of the cases, articles and features in Financial Services Quarterly, please email Rachel Gowing or call on 64 9 916 8825.
Disclaimer
This publication is necessarily brief and general in nature. You should seek professional advice before taking any action in relation to the matters dealt with in this publication.
