Publications
Financial Services Quarterly
Contents:
Download full document
(1Mb PDF Document)
To view this document you will need to download a copy of Adobe Acrobat.
Archive:
For earlier editions of Financial Services Quarterly, please click here.
New Zealand accepted as signatory to the MOU of securities regulators
After a thorough screening process, New Zealand has been accepted as a signatory to the Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (the MOU).
New Zealand has now been verified as a country able to comply with the terms of the MOU. Being accepted as a signatory means that the New Zealand Securities Commission will be able to exchange essential information with regulators of other signatories when investigating breaches of securities law.
The MOU, developed by the International Organisation of Securities Commissions, provides an international system for cooperation by regulators to combat breaches of securities and derivatives laws, including fraud and market abuse.
Enquiries and information
For more information on any of the cases, articles and features in Financial Services Quarterly, please email Rachel Gowing or call on 64 9 916 8825.
Disclaimer
This publication is necessarily brief and general in nature. You should seek professional advice before taking any action in relation to the matters dealt with in this publication.
